|
|
|
Fee Sample
|
Samples of what charges
for trades may look like:
NASDAQ (OTC)
|
Quantity
of Shares
|
Client
Status
|
Clearing
Charge
|
REDI
ECN
|
Listed
Execution Fee $0.01
|
|
Total
Charges
|
|
100
shares
|
Regular
|
$18.95
|
+$1.00
(100 x .0100)
|
$20.20
|
|
Active
|
$16.95
|
+$0.25
(100 x .0025)
|
$17.20
|
|
Very
Active
|
$14.95
|
+$0.25
(100 x .0025)
|
$15.20
|
|
250
shares
|
Regular
|
$19.95
|
+$0.625
(250 x .0025)
|
$20.58
|
|
Active
|
$16.95
|
+$0.625
(250 x .0025)
|
$17.58
|
|
Very
Active
|
$14.95
|
+$0.625
(250 x .0025)
|
$15.58
|
|
500
shares
|
Regular
|
$19.95
|
+$1.25
(500 x .0025)
|
$21.20
|
|
Active
|
$16.95
|
+$1.25
(500 x .0025)
|
$18.20
|
|
Very
Active
|
$14.95
|
+$1.25
(500 x .0025)
|
$16.20
|
|
1000
shares
|
Regular
|
$19.95
|
+$2.50
(1000 x .0025)
|
$22.45
|
|
Active
|
$16.95
|
+$2.50
(1000 x .0025)
|
$19.45
|
|
Very
Active
|
$14.95
|
+$2.50
(1000 x .0025)
|
$17.45
|
Surcharges: Customers are responsible for all
applicable Exchange & SEC charges.
|
In
the event that the REDI
ECN
must trade with another ECN such as INCA, ISLD,
BTRD, BRUT, ARCA, etc. to complete the order,
additional charges will apply.
|
|
Pass
through rates when the REDI
ECN goes pro-active and executes
with one of the following ECNs:
|
|
Attain
(ATTN)
|
US$
0.005 per share
|
|
Bloomberg
(BTRD)
|
US$
0.005 per share
|
|
Instinet
(INCA)
|
US$
0.0075 per share
|
|
Island
(ISLD)
|
US$
0.0050 per share
|
|
Brass
(BRUT)
|
US$
0.0025 per share
|
|
Archipielago
(ARCA)
|
US$
0.0025 per share
|
|
Next
Trade (NTRD)
|
US$
0.015 per share
|
|
Market
XT (MKXT)
|
US$
0.0025 per share
|
|
|
LISTED
(NYSE & AMEX)
|
Quantity
of Shares
|
Client
Status
|
Clearing
Charge
|
Listed
Execution Fee $0.01
|
Total
Charges
|
|
100
shares
|
Regular
|
$17.95
|
+$1.00
(100 x .0100)
|
$18.95
|
|
Very
Active
|
$14.95
|
+$1.00
(100 x .0100)
|
$15.95
|
|
250
shares
|
Regular
|
$17.95
|
+$2.50
(250 x .0100)
|
$20.45
|
|
Very
Active
|
$14.95
|
+$2.50
(250 x .0100)
|
$17.45
|
|
500
shares
|
Regular
|
$17.95
|
+$5.00
(500 x .0100)
|
$22.95
|
|
Very
Active
|
$14.95
|
+$5.00
(500 x .0100)
|
$19.95
|
|
1000
shares
|
Regular
|
$17.95
|
+$10.00
(1000 x 0.100)
|
$27.95
|
|
Very
Active
|
$14.95
|
+$10.00
(1000 x 0.100)
|
$24.95
|
Surcharges:
Customers are responsible for all applicable
exchange & SEC charges. |
|
|
|
|
|
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